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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-07-23 |
| TX | RA | APPROVED_RES | 2016-01-08 |
| CA | RA | APPROVED | 2016-01-07 |
Branch Locations
12220 El Camino Real Suite 400, San Diego, CA 92130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | San Diego | CA | 01/2016 | Present |
POWAY CHAMBER OF COMMERCE; POWAY, CA; MEMBER; 2 HOURS PER WEEK DURING NORMAL OFFICE HOURS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-28 |
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