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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-05
CT RA APPROVED 1996-01-29
  • TX RA
    APPROVED_RES
    Since 2018-06-05
  • CT RA
    APPROVED
    Since 1996-01-29

Branch Locations

3074 Whitney Avenue Building One, Hamden, CT 06518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

NAME OF ENTITY: BLESSED 4 SHORE 273 WHITES POINT COROLLA, NC 27927 POSITION: JOINT OWNER WITH BROTHER AND SISTER IN LAWS FOR VACATION/RENTAL PROPERTY DESCRIPTION OF ROLES & RESPONSABILITIES: HIRING CONTRACTORS FOR UPKEEP OF PROPERTY. # OF HOURS PER MONTH: 2 AVERAGE MONTHLY COMPENSATION: 0 NON-INVESTMENT RELATED NON-Equitable NETWORK APPOINTMENT - JACKSON NATIONAL

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-09
S63 Uniform Securities Agent State Law Examination 1986-07-23
  • S65 Uniform Investment Adviser Law Examination
    1996-10-09
  • S63 Uniform Securities Agent State Law Examination
    1986-07-23

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