Christopher Stephen Scott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1992 → Present
  Cscott Financial, Inc.
  Colorado Springs, CO
• 06/2015 → 11/2017
  Girard Securities
  Colorado Springs, CO
• 09/2017 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-07-16 → 2017-11-01
  Girard Securities, Inc.
  Colorado Springs, CO
  San Diego, CA
• 2015-01-16 → 2017-06-06
  Cscott Financial, Inc.
  Colorado Springs, CO
• 2008-04-01 → 2015-01-07
  Geneos Wealth Management, Inc.
  Colorado Springs, CO
• 2008-04-17 → 2012-08-23
  Financial Design & Management, Inc.
  Colorado Springs, CO
• 1999-01-01 → 2009-12-31
  Cscott Financial, Inc.
  Colorado Springs, CO
• 1999-01-01 → 2008-04-24
  Osaic Wealth, Inc.
  Colorado Springs, CO
  Colorado Springs, CO

Other Businesses

1)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 2)ASCENT FINANCIAL STRATEGIES LLC; DBA; MEMBER/MANAGER. 3) CSCOTT FINANCIAL INC-DBA ONLY; PRESIDENT.

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-08-29

Designations

• Certified Financial Planner