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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
2150 Hollow Brook Drive Ste 210, Colorado Springs, CO 80918 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cscott Financial, Inc. | Colorado Springs | CO | 04/1992 | Present |
| Girard Securities | Colorado Springs | CO | 06/2015 | 11/2017 |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2017 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1)INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 2)ASCENT FINANCIAL STRATEGIES LLC; DBA; MEMBER/MANAGER. 3) CSCOTT FINANCIAL INC-DBA ONLY; PRESIDENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-08-29 |
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