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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-12-06 |
| VA | RA | APPROVED | 2021-12-03 |
Branch Locations
3051 Valley Ave, Ste 110, Winchester, VA 22601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2000 | 12/2021 |
| Financial Seasons Group, Inc. | Winchester | VA | 04/2000 | Present |
| Lpl Financial Llc | Winchester | VA | 12/2021 | Present |
1) 12/2021- FINANCIAL SEASONS GROUP LLC- DBA for LPL Business (entity for LPL business)- inv. related- At Reported Business Location(s) - Start Date 12/06/2021 - 160 hours per month 2) 04/17/2026 - U-Vest Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/01/2026 - 173 hours per month/ 141 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-14 |
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