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Timothy Houston Brown

Ameriprise Financial Services, LLC

Shreveport, LA

Shreveport, LA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-11-06
TX RA APPROVED_RES 2024-10-25
  • LA RA
    APPROVED
    Since 2024-11-06
  • TX RA
    APPROVED_RES
    Since 2024-10-25

Branch Locations

3000 Fairfield Ave, Shreveport, LA 71104 • United States

Shreveport, LA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Shreveport LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Shreveport LA 11/2016 10/2024
Ameriprise Financial Services, Llc Shreveport LA 10/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-03-26
S63 Uniform Securities Agent State Law Examination 1982-07-09
  • S66 Uniform Combined State Law Examination
    2010-03-26
  • S63 Uniform Securities Agent State Law Examination
    1982-07-09
Other Names
  • Tim Brown
  • Timothy Houston Brown
  • Timothy H Brown
  • Timothy Brown
  • Timothy H Brown
  • Timothy Brown
  • Tim Houston Brown
  • Tim H Brown
  • Tim Brown
  • Tim Houston Brown
  • Tim H Brown
  • Timothy Houston Brown

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · SHREVEPORT, LA
CYPRESS FUND MANAGEMENT, LLC · SHREVEPORT, LA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SHREVEPORT, LA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SHREVEPORT, LA
ADKINS SEALE CAPITAL MANAGEMENT LLC · SHREVEPORT, LA
HMV WEALTH ADVISORS, LLC · SHREVEPORT, LA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · Shreveport, LA
MORGAN STANLEY · Shreveport, LA

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