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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| MT | RA | APPROVED | 2019-03-14 |
| IL | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
401 North 31St Street Suite 900, Billings, MT 59103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co., Incorporated | New York | NY | 01/1991 | Present |
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
ARR LLC, OWNER; HORSE RANCH; START DATE: 09/2012; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 0; INVESTMENT RELATED; RED LODGE, MT *459292- Beartooth Billings Clinic; Investment related No; Red Lodge, Montana; Medical; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 10/2021; During business hours: 0; After business hours: 4 ; Fundraising
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1982-09-15 |
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