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Current Employers
Strategic Wealth Management Llc

555 Pleasantville Rd S109, Briarcliff Manor, NY 10510 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

555 Pleasantville Rd S109, Briarcliff Manor, NY 10510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Strategic Wealth Management Briarcliff Manor NY 06/2006 Present
  • 06/2006 → Present
    Strategic Wealth Management
    Briarcliff Manor, NY
Previous Registrations
Other Businesses

ALEX SOCOLOF IS THE 49% owner of Rifency. It's a research and development company focusing on emission reduction technology. At present, we have no sales or revenue to date. THE AMOUNT OF TIME SPENT ON THIS PRODUCT IS CURRENTLY LESS THAN 5% OF WORK HOURS, BUT THE POTENTIAL FOR ACTIVITY IN THE FUTURE IS POSSIBLE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-20
S63 Uniform Securities Agent State Law Examination 1983-09-21
  • S65 Uniform Investment Adviser Law Examination
    2012-04-20
  • S63 Uniform Securities Agent State Law Examination
    1983-09-21
Other Names
  • Alex Socolof
  • Alexander Socolof

View on SEC IAPD

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