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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-13
  • NY RA
    APPROVED
    Since 2023-07-13

Branch Locations

1199 Pleasantville Rd, Briarcliff Manor, NY 10510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tani Masato Insurance Agency Briarcliff Manor NY 12/2004 Present
State Farm Vp Management Corp Briarcliff Manor NY 12/2004 Present
State Farm Investment Management Corp Briarcliff Manor NY 07/2023 Present
  • 12/2004 → Present
    Tani Masato Insurance Agency
    Briarcliff Manor, NY
  • 12/2004 → Present
    State Farm Vp Management Corp
    Briarcliff Manor, NY
  • 07/2023 → Present
    Briarcliff Manor, NY
Other Businesses

1) Briarcliff manor fire department, non-investment-related, 1111 Pleasantville rd. Briarcliff Manor NY 10510, Briarcliff manor fire dept- we respond to emergency calls, Motor vehicle accidents, fires, medical emergencies, fire safety education programs, other as deemed as necessary, interior fire fighter, fire engine chauffer,4hr/mo.- 0hr/mo. 2) Masato Tani Insurance Agency; Investment-related; 1199 Pleasantville Rd Briarcliff, NY 10510-1603; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2004; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-29
S63 Uniform Securities Agent State Law Examination 2004-06-11
  • S65 Uniform Investment Adviser Law Examination
    2023-06-29
  • S63 Uniform Securities Agent State Law Examination
    2004-06-11
Other Names
  • Masato Michael Tani

View on SEC IAPD

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