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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
1249 Pleasantville Rd, Briarcliff Manor, NY 10510 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Hudson Financial Services | Briar Cliff | NY | 10/2006 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1)INDEPENDENT INSURANCE AGENT HUDSON FINANCIAL SERVICES, INC LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 3HRS/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 1/2008 2)TAX PREPARER & SUPERVISOR AT HUDSON FINANCIAL SERVICES, INC. FOR 5HRS/WK DURING SECURITIES TRADING & 2HRS/WKND & EVENINGS SINCE 1/2011 3) NAME OF OTHER BUSINESS: BRIARCLIFF MANOR CHAMBER OF COMMERCE INVESTMENT RELATED: NO ADDRESS: PO BOX 2694, BRIARCLIFF MANOR, NY 10510 NATURE OF BUSINESS: LOCAL CHAMBER OF COMMERCE START DATE: 03/2007 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PLAN EVENTS AND ASSIST WITH MARKETING & ADVERTISING CAMPAIGNS 4. NAME OF OTHER BUSINESS: HUDSON FINANCIAL SERVICES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2006 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: HUDSON TAX SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT, CEO; APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE OPERATIONSOF INCOME TAX PREPARATION AND ONGOING TAX PLANNING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-01-08 |
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