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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1249 Pleasantville Rd, Briarcliff Manor, NY 10510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Hudson Financial Services Briar Cliff NY 10/2006 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 10/2006 → Present
    Hudson Financial Services
    Briar Cliff, NY
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1)INDEPENDENT INSURANCE AGENT HUDSON FINANCIAL SERVICES, INC LIFE/ACCIDENT/HEALTH, LONG-TERM CARE FOR 3HRS/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS SINCE 1/2008 2)TAX PREPARER & SUPERVISOR AT HUDSON FINANCIAL SERVICES, INC. FOR 5HRS/WK DURING SECURITIES TRADING & 2HRS/WKND & EVENINGS SINCE 1/2011 3) NAME OF OTHER BUSINESS: BRIARCLIFF MANOR CHAMBER OF COMMERCE INVESTMENT RELATED: NO ADDRESS: PO BOX 2694, BRIARCLIFF MANOR, NY 10510 NATURE OF BUSINESS: LOCAL CHAMBER OF COMMERCE START DATE: 03/2007 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: PLAN EVENTS AND ASSIST WITH MARKETING & ADVERTISING CAMPAIGNS 4. NAME OF OTHER BUSINESS: HUDSON FINANCIAL SERVICES, INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 10/2006 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 5. NAME OF OTHER BUSINESS: HUDSON TAX SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: TAX SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT, CEO; APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: MANAGE OPERATIONSOF INCOME TAX PREPARATION AND ONGOING TAX PLANNING;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-01-08
  • S63 Uniform Securities Agent State Law Examination
    2007-01-08
Designations
Other Names
  • Kathryn Ramuno
  • Kathryn E Ramuno

View on SEC IAPD

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