Joseph L Mc Donough

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-08-22
PA	RA	APPROVED	2009-12-08

TX RA
APPROVED_RES

Since 2013-08-22
PA RA
APPROVED

Since 2009-12-08

Branch Locations

480 Pierce St Ste 214, Kingston, PA 18704 • United States

Kingston, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Dallas	PA	12/2009	03/2020
Ameriprise Financial Services, Llc	Kingston	PA	03/2020	Present

12/2009 → 03/2020

Ameriprise Financial Services, Inc.

Dallas, PA
03/2020 → Present

Ameriprise Financial Services, Llc

Kingston, PA

Previous Registrations

2005-10-24 → 2009-12-08

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilkes-Barre, PA

Wilkes Barre, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-06-14
S63	Uniform Securities Agent State Law Examination	1984-03-27

S65 Uniform Investment Adviser Law Examination

2007-06-14
S63 Uniform Securities Agent State Law Examination

1984-03-27

Other Names

Joseph Leo Mcdonough
Joseph L Mcdonough

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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