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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-01-08
NY RA APPROVED 2023-10-25
  • PA RA
    APPROVED
    Since 2024-01-08
  • NY RA
    APPROVED
    Since 2023-10-25

Branch Locations

575 Pierce St Ste 501, Kingston, PA 18704 • United States

80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States

Kingston, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Albany NY 10/2020 Present
Target East Greenbush NY 06/2020 08/2020
Student Albany NY 09/2005 06/2020
Other Businesses

Outside Employment; FFLIH, LLC; Help support owners with daily duties; Financial planning; 80 Wolf Road, First Floor, ALBANY, NY, 12205; Investment-Related; 10/16/2020; 60 hours per month; 60 during trading hours / INetwork NY LLC; Consultant; Leadership and training; 80 Wolf Road, First Floor, ALBANY, NY, 12205; Investment-Related; 05/15/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-24
  • S66 Uniform Combined State Law Examination
    2023-10-24
Other Names
  • Olivia Casale

View on SEC IAPD

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