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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-04
PA RA APPROVED 2003-07-14
  • TX RA
    APPROVED_RES
    Since 2020-06-04
  • PA RA
    APPROVED
    Since 2003-07-14

Branch Locations

575 Pierce St Ste 501, Kingston, PA 18704 • United States

Shavertown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Nanticoke PA 09/2005 03/2020
Ameriprise Financial Services, Llc Kingston PA 03/2020 Present
Other Businesses

Real Estate Ownership; Lot/Land; Wooded 1/2 acre lot in Nanticoke City, PA, ,; ; 06/02/2008. Business Ownership; FFLIH, LLC; To make financial decisions for the business, to pay the employees of the business, to pay bills for the business, and to generate income for the business.; Financial Planning.; 80 Wolf Road, , Albany, NY, 12205; Investment-Related; 05/05/2021; 60 hours per month; 60 during trading hours / INetwork NY, LLC; Coaching advisors, business development; Consulting; 80 Wolf Road, , Albany, NY, 12205; Not Investment-Related; 07/13/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Inspire Tax LLC; Co-owner; Tax Preparation; 80 Wolf Road, , Albany, NY, 12203; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Holdings LLC; Co-owner; Manage Ameriprise Business; 80 Wolf Road, , Albany, NY, 12203; Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / ICN Life LLC; Co-owner; This is no marketable business and will not produce an income. It is just created to own the life policies on the partners; 80 Wolf Road, , Albany , NY, 12205; Not Investment-Related; 09/30/2025; 0 hours per month; 0 during trading hours / CAMBREN, Inc; Owner; I have created an S Corp for tax planning purposes. I use ti to run payroll for myself. The proceeds of my income from Inspire Holdings are going to be deposited to this account.; 301 Blueberry Hill Road, , Shavertown, PA, 18708; Investment-Related; 10/29/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; FFLIH, LLC; Partner - To make decisions for the business, to generate income for the business, and to oversee employees.; ; 80 Wolf Road, , Albany, NY, 12205; Investment-Related; 05/05/2021; 60 hours per month; 60 during trading hours / INetwork NY LLC; Co-owner; consultant ? help consult with Franchise Consulting clients; 80 Wolf Road, , Albany, NY, 12205; Investment-Related; 08/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-05-07
S66 Uniform Combined State Law Examination 2001-04-17
  • S63 Uniform Securities Agent State Law Examination
    2001-05-07
  • S66 Uniform Combined State Law Examination
    2001-04-17

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