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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

6900 I-40 West Suite 160, Amarillo, TX 79106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Haworth Company Amarillo TX 01/1985 Present
Voya Financial Advisors Amarillo TX 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1985 → Present
    The Haworth Company
    Amarillo, TX
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Amarillo, TX
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:MERCY COURT PROPERTY; No; 6109 MERCY CT; AMARILLO; TX; 79118; RENTAL PROPERTY; CO-OWENR; 3/1/2013; 6; 1; MANAGE AND MAINTAIN PROPERTY 2. NAME OF OTHER BUSINESS: AMYX INVESTMENTS INVESTMENT RELATED: NO ADDRESS: 432 N DALLAS VAN ALSTYNE, TX 75495 NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE START DATE: 05/01/2007 POSITION/TITLE/RELATIONSHIP: PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: WORK ON UPDATES AND REPAIRS TO PROPERTY, MANAGE CONTRACTORS AND COMPLETE RENTAL CONTRACTS 3. NAME OF ENTITY:The Haworth Company; Yes; 6900 I-40 WEST SUITE 160; AMARILLO; TX; 79159; Financial Services; Owner; 1/1/1985; 160; 160; Financial & Investment Sales 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6900 I-40 WEST SUITE 160; AMARILLO; TX; 79159; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/22/2013; 160; 160; SALE FIXED INSURANCE PRODUCTS 5. NAME OF ENTITY:Life Settlements; No; 6900 I-40 West, Suite 160; Amarillo; TX; 79106; Life Settlements; Insurance Agent; 5/6/2019; 6; 6; Life Settlement Broker 6. NAME OF OTHER BUSINESS: AMYX PROPERTIES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RESIDENTIAL REAL ESTATE START DATE: 10/2024 POSITION/TITLE/RELATIONSHIP: OWNER/PROPERTY MANAGER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: WORK ON UPDATES AND REPAIRS TO PROPERTY, MANAGE CONTRACTORS AND COMPLETE RENTAL CONTRACTS 7. NAME OF OTHER BUSINESS: LIFE SETTLEMENT BUSINESS ; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: LIFE SETTLEMENT; START DATE: 09/2023; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE SETTLEMENTS THROUGH WELCOME FUNDS, INC.; 8. NAME OF OTHER BUSINESS: KIRK HAWORTH. INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACTING; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ACTING, MOVIES, TV, PLAYS, CHURCH PRODUCTION;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-01
  • S63 Uniform Securities Agent State Law Examination
    1982-05-01
Designations

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