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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-24 |
| WA | RA | APPROVED | 2009-10-05 |
Branch Locations
1201 Pacific Ave Ste 1250, Tacoma, WA 98402 • United States
Lacey, WA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tacoma | WA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Inc. | Tacoma | WA | 10/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Tacoma | WA | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-11-03 |
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