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1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2008-06-18 |
Branch Locations
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • United States
1345 Avenue Of The Americas 27Th Floor, New York, NY 10105 • UNITED STATES
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aegis Capital Corp. | New York | NY | 09/1981 | Present |
1) NATHANS FAMOUS INC, ONE JERICHO PLAZA, SECOND FLOOR JERICHO NY 11753; FOOD SERVICE INDUSTRY NON-INVESTMENT RELATED; INDEPENDENT OUTSIDE DIRECTOR, MEMBER AUDIT COMMITTEE, MEMBER COMPENSATION COMMITTEE, MEMBER NOMINATING COMMITTEE; START DATE: JULY 1987; 2 HOURS QUARTERLY DEVOTED TO BUSINESS, ZERO HOURS DURING SECURITIES TRADING HOURS EXCEPT TO ANSWER OCCASSIONAL E-MAIL OR PHONE CALL. 2) ROBERT J. EIDE ESQ. PC., SAGAPONACK, NY; ATTORNEY LICENSED TO PRACTICE IN NEW YORK, INVESTMENT RELATED - REPRESENTING FINANCIAL SERVICE CLIENTS, SOLE PROPRIETOR; START DATE: 1978; 20-100+ HOURS PER MONTH DEVOTED TO BUSINESS; HOURS DURING SECURITIES TRADING HOURS VARIES DEPENDING ON CIRCUMSTANCES. 3) OXBRIDGE CAPITAL MANAGEMENT LLC, SAGAPONACK, NY; PRESIDENT OF THE MANAGING MEMBER, INVESTMENT RELATED - CURRENTLY IN LIQUIDATION; START DATE: 2004; 1 HOUR PER MONTH DEVOTED TO BUSINESS NON-SECURITIES TRADING HOURS. 4) STRATEGIC ASSOCIATES LTD; SAGAPONACK, NY; NON INVESTMENT RELATED, PRESIDENT, CONSULTING; START DATE: 02/12/2004; HOURS VARY FROM MONTH TO MONTH - NON-SECURITIES TRADING HOURS. 5) ISAGEN, LLC; SAGAPONACK, NY; INVESTMENTS INCLUDING STOCKS AND BONDS; MANAGER; START DATE 02/24/2014; 1-2 HOURS PER MONTH DEVOTED TO BUSINESS DURING NON-SECURITIES TRADING HOURS. 6) PEMBROKE & PARTNERS LLC, 1345 6TH AVE., 27TH FL, NEW YORK, NY 10105; INVESTMENT-RELATED; ENTITY FORMED TO MAKE INVESTMENTS; SOLE MEMBER; MANAGER; START DATE: 02/11/2025; 1-2 HOURS PER MONTH DEVOTED TO BUSINESS; 1-2 HOURS PER MONTH DURING SECURITIES TRADING HOURS
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