Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-03
IL RA APPROVED 2017-01-19
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED_RES
    Since 2021-03-03
  • IL RA
    APPROVED
    Since 2017-01-19
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

2056 Westings Ave Ste 500, Naperville, IL 60563 • United States

West Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc La Jolla CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc La Jolla CA 11/2016 Present
Previous Registrations
  • 2005-08-12 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    La Jolla, CA
    La Jolla, CA
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-29
S63 Uniform Securities Agent State Law Examination 1983-01-04
  • S66 Uniform Combined State Law Examination
    2011-04-29
  • S63 Uniform Securities Agent State Law Examination
    1983-01-04
Other Names
  • Nadine Nancy Gojkovich
  • Nadine N Gordon

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Naperville, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor