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John Scott Alling

Wedbush Securities Inc.

Pasadena, CA

San Diego, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-01-02
  • CA RA
    APPROVED
    Since 2009-01-02

Branch Locations

225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

San Diego, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Morgan Securities La Jolla CA 01/2009 Present
  • 01/2009 → Present
    Wedbush Morgan Securities
    La Jolla, CA
Previous Registrations
  • 2000-09-28 → 2008-12-31
    First Wall Street Corp.
    La Jolla, CA
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-02-04
S63 Uniform Securities Agent State Law Examination 1984-06-26
  • S65 Uniform Investment Adviser Law Examination
    2000-02-04
  • S63 Uniform Securities Agent State Law Examination
    1984-06-26
Other Names
  • J Scott Alling
  • Scott Alling

View on SEC IAPD

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