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William John Reichardt

Principal Securities, Inc.

Des Moines, IA

CRD 1013088

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-04-28
IA RA APPROVED 2007-10-04
  • TX RA
    APPROVED_RES
    Since 2022-04-28
  • IA RA
    APPROVED
    Since 2007-10-04

Branch Locations

801 Grand Ave Ste 240, Des Moines, IA 50309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Co Des Moines IA 09/2002 Present
Princor Financial Services Des Moines IA 09/2002 Present
Bening Financial Organization Inc Des Moines IA 09/2002 Present
  • 09/2002 → Present
    Principal Life Insurance Co
    Des Moines, IA
  • 09/2002 → Present
    Princor Financial Services
    Des Moines, IA
  • 09/2002 → Present
    Bening Financial Organization Inc
    Des Moines, IA
Other Businesses

***OUTSIDE LTC AND DI INSURANCE. 06/2010-PRESENT. BROKER. ***OUTSIDE INSURANCE, LIFE, 10/30/14. ***STACKER MPF, LLC POSITION: Passive Investor NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/26/2024 ADDRESS: 400 Withers Avenue, St. Louis MO 63147, United States DESCRIPTION: Stacker MPF, LLC is a holding company to acquire Missouri Pipe Company. they manufacture Pipe fittings. I am a passive investor and will have no involvement in operations of the company. There clients include Petrochemical and construction companies.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-01
S63 Uniform Securities Agent State Law Examination 1993-07-22
  • S65 Uniform Investment Adviser Law Examination
    2007-10-01
  • S63 Uniform Securities Agent State Law Examination
    1993-07-22
Other Names
  • Duke Reichardt
  • William John Jr Reichardt

View on SEC IAPD

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