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Thomas Anthony Gonsalves

Smith, Moore & Co.

Clayton, MO

Chesterfield, MO

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Current Employers
Smith, Moore & Co.

7777 Bonhomme Avenue Suite 2400, Clayton, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2006-03-14
  • MO RA
    APPROVED
    Since 2006-03-14

Branch Locations

7777 Bonhomme Ave. Suite 2400, Clayton, MO 63105 • United States

16305 Swingley Ridge Rd. Suite 130, Chesterfield, MO 63017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Smith, Moore & Co. Clayton MO 04/1990 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-25
S63 Uniform Securities Agent State Law Examination 1981-10-29
  • S65 Uniform Investment Adviser Law Examination
    2006-02-25
  • S63 Uniform Securities Agent State Law Examination
    1981-10-29
Other Names
  • Thomas Anthony Gonsalves

View on SEC IAPD

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