Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED_RES | 2010-07-06 |
Branch Locations
1141 Division Street, Napa, CA 94559 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1157 Division Street, Napa, CA 94559 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Benefits Plus | Walnut Creek | CA | 05/1990 | Present |
| Lpl Financial Llc | Napa | CA | 09/2009 | Present |
| Healthcare Compliance | Napa | CA | 01/2013 | Present |
(1) 12/22/09 - OTHER, DIVISION PRODUCTIONS, OWNER - FILMING OF HISTORIC PROPERTY FOR TV COMMERCIALS, CATALOGS, MOVIES, ETC. - NEGOTIATE USE OF HISTORIC PROPERTY, 1% OF TIME. (2) 05/16/2013 - HEALTHCARE COMPLIANCE, INC. - OTHER-PPACA EMPLOYER GUIDE - PREPARATION, MARKETING AND SALE OF PPACA EMPLOYER GUIDE THROUGH A SEPARATE LEGAL ENTITY, HEALTHCARE COMPLIANCE, INC.\ (3)05/07/2014 - DBA ONLY - BENEFITS PLUS LLC - NAPA, CA (4) 05/07/2014 - BENEFITS PLUS INC (DBA JLM INSUANCE SERVICES) - NON-VARIABLE INSURANCE -SALES AND SERVICING OF NON-VARIABLE INSURANCE PRODUCTS. JANET IS THE PRESIDENT OF BENEFITS PLUS INC. - TIME SPENT 20% - NAPA, CA (5) 05/28/2014 - INVESTMENT ADVISOR REPRESENTATIVE - BENEFITS PLUS LLC - TIME SPENT 20% - NAPA, CA (6) 1/10/2019 - No Business Name - Investment Related - Home Based & Walnut Creek, CA 94595 - Real Estate Rental - Started 01/01/2017 - 1 Hour Per Month/0 Hours During Securities Trading. (7) 1/10/2019 - No Business Name - Investment Related - Home Based & Yountville, CA 94559 - Real Estate Rental - Started 06/01/2006 - 1 Hour Per Month/0 Hours During Securities Trading. (8) 01/10/2023 - Retirement Plan Pioneers - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2022 - 20 Hours Per Month/20 Hours During Securities Trading. (9) 01/10/2023 - rppioneers.com - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 06/01/2022 - 20 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-06 |
Reach out to this advisor