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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-03-17
  • GA RA
    APPROVED
    Since 2021-03-17

Branch Locations

1600 Division St Ste 400, Nashville, TN 37203 • United States

Harriman, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 06/1978 Present
Northwestern Mutual Investment Services, Llc Chattanooga TN 02/1982 Present
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. TREASURER, ACRES OF HOPE, 1725 SANTA CLARA DRIVE, ROSEVILLE, , CALIFORNIA, 95661, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/29/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TYPICAL NON-PROFOT TREASURER DUTIES 3. TREASURER, AUBURN THURSDAY NIGHT FELLOWSHIP, 1279 HIGH STREET, AUBURN, , CALIFORNIA, 95603, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 07/11/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER 4. 25% OWNER, THROUGH DEEP WATERS, LLC, 9201 MARKET STREET #151, MIRAMAR BEACH, , FLORIDA, 32550, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/19/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NO MANAGEMENT DUTIES 5. 100% OWNER, 141 SETTLERS RD, 141 SETTLERS RD, HARRIMAN, , TEXAS, 37748, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING RENTAL HOUSE 6. 100% OWNER, 249 LOOKOUT CREST, 249 LOOKOUT CREST, LOOKOUT MOUNTAIN, , GEORGIA, 30750, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MAINTAINING THE LOT AND WORKING WITH REALTOR TO SELL 7. 100% OWNER, 543 HENDERSON ST, 543 HENDERSON ST, HARRIMAN, , TENNESSEE, 37748, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGING RENTAL HOUSE 8. 100% OWNER, 243 STANFORD DR, 243 STANFORD DR, FLINTSTONE, , TENNESSEE, 30725, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 7/26/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE RENTAL PROPERTY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-03
S63 Uniform Securities Agent State Law Examination 2001-02-19
  • S66 Uniform Combined State Law Examination
    2007-10-03
  • S63 Uniform Securities Agent State Law Examination
    2001-02-19

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