Best Investors Account Sign in
Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2009-05-29
  • VA RA
    APPROVED
    Since 2009-05-29

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Mclean VA 05/2009 Present
  • 05/2009 → Present
    Capitol Securities
    Mclean, VA
Previous Registrations
  • 2005-04-04 → 2009-05-29
    Anderson & Strudwick, Incorporated
    Richmond, VA
    Richmond, VA
  • 2002-03-11 → 2005-04-04
    A&S Capital Advisors, Inc.
    Richmond, VA
Other Businesses

1) Trust account: Frank J. Marascia Marital Trust Trustee on family account. Relationship of grantor: Son

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-03
S63 Uniform Securities Agent State Law Examination 1981-12-10
  • S65 Uniform Investment Adviser Law Examination
    1993-03-03
  • S63 Uniform Securities Agent State Law Examination
    1981-12-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Glen Allen, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor