David Lee Rowe

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 01/2020
  Morgan Stanley
  New York, NY
• 01/2015 → 01/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2020 → Present
  Jpmorgan Chase Bank, Na
  New York, NY
• 01/2020 → Present
  Jpmorgan Securities, Llc.
  New York, NY

Previous Registrations

• 2004-03-08 → 2007-04-30
  Wells Fargo Clearing Services, Llc
  New York, NY
  New York, NY
  New York, NY

Other Businesses

Entity Name: Quogue Cemetery Association Investment related: Yes "Address: 58 Lamb Avenue Quogue, NY 11959 No website" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 06/15/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: A cemetery in the area where my family has resided for five generations.. I would become a member of the board of directors of the association. I would, as a member of the board, participate in monitoring, reviewing, and overseeing the cemetery's income and expenses. My role would not be similar to my responsibilities at JPMA. The cemetery's investment accounts are with our team at JPMA. If approved by the firm to serve on the board, I would recuse myself as one of the account advisors." Entity Name: Church of the Heavenly Rest Investment related: Yes "Address: 1285 Fifth Avenue New York, NY 10128 www.heavenlyrest.org" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 02/09/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A religious organization. I would serve as Treasurer, monitoring income and expenses. I will not direct, advise or manage any investment accounts, so the position is not similar to my client advisory role at JPMA. They retain another investment advisory firm. I am honored to have been asked to serve and look forward to doing so. Entity Name: House of the Redeemer Investment related: Y "Address: 7 E. 95th Street New York, NY 10128" Nature of the other business: Non-profit Position/Title/Relationship: Treasurer Start Date: 11/09/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am being asked to become Treasurer of the Board of Trustees. Entity Name: The Church of the Atonement Investment related: Yes Address: P.O. Box 244, Quogue, NY 11959 Nature of the other business: It is an Episcopal church of the diocese of Long Island. Position/Title/Relationship: Convener Start Date: 01-Dec-2019 Approximate # of hours a month: At most, 20 hours per year, all on weekends. Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I lead the board of lay members. Entity Name: Board of Foreign Parishes of the Protestant Episcopal Church Investment related: Yes Address: 815 Second Avenue, New York, NY 10017 Nature of the other business: To support American Episcopal Churches in various Western European countries. Position/Title/Relationship: Trustee Start Date: 15-Jun-2020 Approximate # of hours a month: Two meetings per year Approximate # of hours during securities trading hours: None Briefly describe your duties: Serve on Investment Committee Effective 1/31/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-02-15