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John M. Zeumer

J.P. Morgan Securities LLC

Setauket, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NJ RA APPROVED 2012-10-01
  • NY RA
    APPROVED
    Since 2021-05-03
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

1395 Route 25A, Setauket, NY 11733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Setauket NY 10/2012 Present
Jpmorgan Chase Bank, N.A Setauket NY 10/2012 Present
Previous Registrations
  • 2012-09-12 → 2012-10-01
    Chase Investment Services Corp.
    Setauket, NY
  • 2008-08-06 → 2012-09-07
    Hsbc Securities (Usa) Inc.
    Glen Oaks, NY
    Great Neck, NY
    Garden City, NY
  • 2003-06-11 → 2008-07-12
    Ifmg Securities, Inc.
    Purchase, NY
    Lake Success, NC
    Lake Success, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-30
S63 Uniform Securities Agent State Law Examination 1998-09-02
  • S65 Uniform Investment Adviser Law Examination
    2001-07-30
  • S63 Uniform Securities Agent State Law Examination
    1998-09-02
Other Names
  • John Michael Zeumer

View on SEC IAPD

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Other Investors

ALAN NEIL LICHTENSTEIN
Joseph Victor Levy
MATTHEW JOHN NIEGOCKI
KYUNG E YEUM
MICHAEL W MCCRAIN
MARK MIROCCO
Timothy John Mirocco
ROY VINCENT PFLEGER

Other Offices

CONCORDE ASSET MANAGEMENT, LLC · Setauket, NY
CONCORDE ASSET MANAGEMENT, LLC · Setauket, NY
LPL ENTERPRISE, LLC · EAST SETAUKET, NY
CETERA INVESTMENT ADVISERS LLC · EAST SETAUKET, NY
LPL FINANCIAL LLC · East Setauket, NY
DAI WEALTH, LLC · E SETAUKET, NY
CITIZENS SECURITIES, INC. · EAST SETAUKET, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · EAST SETAUKET, NY

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