Hubert Eugene Wootten

Current Employers

Employment History

• 02/2002 → 11/2018
  Signator Investors, Inc
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Nashville, TN

Previous Registrations

• 2004-03-29 → 2018-11-02
  Signator Investors, Inc.
  Nashville, TN
  Nashville, TN

Other Businesses

1. INNOVATIVE FINANCIAL GROUP,LLC POSITION: VP of Business Planning NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 02/01/2002 ADDRESS: 2908 Poston Avenue, Suite 1, Nashville TN 37203, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products. 2. HUBERT E WOOTTEN,III POSITION: sales NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/1979 ADDRESS: 2908 Poston Avenue, Suite 1, Nashville TN 37203, United States DESCRIPTION: Sell Fixed Insurance Products 3. HUBERT E WOOTTEN,III POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2014 ADDRESS: 18429 Central Pike, Lebanon TN 37090, United States DESCRIPTION: We own 3 horses and occasionally board horses for others. 4. THE EXCHANGE CLUB OF DONELSON-HERMITAGE POSITION: Board Member NATURE: This is a National Civic Club 503b organization. I will elected President Elect effective July 1st, 2024 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2024 ADDRESS: P.O. Box 76, Hermitage TN 37076, United States DESCRIPTION: As President Elect, I will be responsible for scheduling our club speakers, filling in for the President as needed and prepare for my role as President next year. Effective July 1, 2026, I became Immediate Past President, and I will serve on the board of directors. 5. HUBERT E WOOTTEN POSITION: POA NATURE: Power of Attorney for my spouse Mary Wootten INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/15/2024 ADDRESS: 18429 Central Pike, Lebanon TN 37090, United States DESCRIPTION: Power of Attorney for my wife Mary Wootten

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-05-04
• S63 Uniform Securities Agent State Law Examination
  1981-11-24

Designations

Other Names

• Hubert Eugene Iii Wootten
• Buddy Wooten
• Buddy Wootten
• Buddy Wootten