Robert William Kasten

Current Employers

Robertson Investment Management

919 Milam St Suite 500, Houston, TX 77002 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-01-24

TX RA
APPROVED

Since 2020-01-24

Branch Locations

5120 Woodway Ste. 9029, Houston, TX 77056 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc	San Diego	CA	01/2015	Present
First Allied Advisory Services, Inc.	Chesterfield	MO	01/2015	Present
Securities America, Inc.	League City	TX	12/2019	06/2024
Osaic Wealth, Inc.	League City	TX	06/2024	Present

01/2015 → Present

First Allied Securities, Inc

San Diego, CA
01/2015 → Present

First Allied Advisory Services, Inc.

Chesterfield, MO
12/2019 → 06/2024

Securities America, Inc.

League City, TX
06/2024 → Present

Osaic Wealth, Inc.

League City, TX

Previous Registrations

2015-01-29 → 2019-11-22

First Allied Advisory Services, Inc.

League City, TX

San Diego, CA
2004-07-29 → 2015-01-30

Voya Financial Advisors, Inc.

League City, TX

Houston, TX

Houston, TX

Houston, TX

League City, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1982-04-27

S63 Uniform Securities Agent State Law Examination

1982-04-27

View on SEC IAPD

Current Employers

Robertson Investment Management

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews