Brian Walter Formento

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Ubs Financial Services Inc.
  Weehawken, NJ
• 07/2006 → Present
  Ubs Securities Llc
  New York, NY

Other Businesses

Historic Morven Museum and Gardens; Educational Establishment; A National Historic Landmark, Morven is situated on five pristine acres in the heart of Princeton, New Jersey. The home of Richard Stockton, a signer of the Declaration of Independence and former New Jersey Governor's Mansion, Morven showcases the rich cultural heritage of the Garden State through regular exhibitions, educational programs and special events.; The mission of Historic Morven, Inc. is to preserve the National Historic Landmark known as Morven by operating it as a museum and public garden that educates diverse audiences and showcases its rich history and the cultural heritage of New Jersey.; Advisor or advisory group member if advice given may influence an officer/board; I've been ask to join the investment committee for their small endowment. I believe the committee is made up 4 people and I would make the 5th.; Princeton, New Jersey; start date: 8/31/2020

Exams

• S66 Uniform Combined State Law Examination
  2007-01-29
• S63 Uniform Securities Agent State Law Examination
  1996-05-21

Other Names

• Brian W Formento