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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-03-06
TX RA APPROVED_RES 2025-03-06
  • LA RA
    APPROVED
    Since 2025-03-06
  • TX RA
    APPROVED_RES
    Since 2025-03-06

Branch Locations

2834 S. Sherwood Forest Blvd. Suite F3, Baton Rouge, LA 70816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Investment Center Baton Rouge LA 05/2003 03/2025
Ic Advisory Services, Inc. Baton Rogue LA 06/2006 03/2025
Lpl Financial Llc Baton Rouge LA 03/2025 Present
  • 05/2003 → 03/2025
    The Investment Center
    Baton Rouge, LA
  • 06/2006 → 03/2025
    Ic Advisory Services, Inc.
    Baton Rogue, LA
  • 03/2025 → Present
    Baton Rouge, LA
Previous Registrations
  • 2006-06-02 → 2025-03-06
    Ic Advisory Services, Inc.
    Bedminster, NJ
    Baton Rogue, LA
  • 2003-05-15 → 2006-06-02
    The Investment Center, Inc.
    Baton Rouge, LA
    Bedminster, NJ
Other Businesses

1.02/19/2025 - j c burbanq - Real Estate Rental - Investment Related - Start Date : 01/13/2022 1 Hrs/Mnth - 0 Hrs during Trading 2. 02/19/2025 - Spinnaker View LLC - Real Estate Rental - Investment Related - Start date: 10/14/2020 1 Hrs/Mnth - 0 Hrs during Trading 3. 02/07/2025 - jvj llc - Business Entity For Tax/Investment Purposes Only - Non Investment Related - Start DAte: 08/04/1997 - 1 Hrs/Mnth - 1 Hrs during Trading 4. 02/07/2025 - jv mcyoung - Real Estate Rental - Investment Related - Start Date : 07/02/2021 - 5 Hrs/Mnth - 0 Hrs during Trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-08-28
  • S63 Uniform Securities Agent State Law Examination
    1981-08-28
Other Names
  • Jeff Vance James
  • Jeff V James

View on SEC IAPD

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