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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-07-04 |
Branch Locations
707 Skokie Blvd., Suite 400, Northbrook, IL 60062 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide | Columbus | OH | 04/2016 | 11/2018 |
| Sheridan Road Advisors, Llc (Dba: Sheridan Road) | Northbrook | IL | 01/2019 | 10/2022 |
| Hub/Sheridan Road | Chicago | IL | 04/2019 | 10/2022 |
| Lpl Financial, Llc | Northbrook | IL | 04/2019 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 07/2022 | Present |
1. 6/14/2019 - Sheridan Road Financial, a division of HUB International - DBA: Sheridan Road Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 160 Hours Per Month. 2. 8/28/2019 - Sheridan Road Advisors, LLC - DBA: (Hybrid)Sheridan Road Advisors LLC, a HUB Intl Co. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Sheridan Road Advisors, LLC., an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 8/28/2019 - SHERIDAN ROAD ADVISORS LLC - DBA: (Hybrid) Sheridan Road - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - 150 Hours Per Month/I provide investment advisory services through Sheridan Road Advisors, LLC., an independent investment advisor firm. I started this business activity in 08/2018. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/23/2019 - HUB International Investment Services, Inc. - Investment Related - 55 East Jackson Blvd., Chicago, IL 60604 - Outside/W-2 Employment - Registered Representative - Start Date: 07/01/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 5. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 1/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 5/11/2021 - Sheridan Road Advisors - DBA: (Hybrid) HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Started 1/1/2021. 7. 12/19/2022 - HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 8. 12/22/2022 - Global Retirement Partners, LLC - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Investment Advisor Representative - Start Date - 10/01/2022 - 40 Hours Per Month/40 Hours During Securities Trading 9. 04/05/2023 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/31/2022 - 1 Hours Per Month/ 1 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 1 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-12-28 |
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