David Stapley Dixon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2004 → Present
  Lpl Financial Llc
  Las Vegas, NV

Previous Registrations

• 2001-06-22 → 2004-01-05
  Cuna Brokerage Services, Inc.
  Las Vegas, NV

Other Businesses

(1) 01/14/2004: DIXON FINANCIAL GROUP, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 7472 W SAHARA AVE, STE #101, LAS VEGAS, NV 89117 (2) 01/21/2004: NO BUSINESS NAME - INV REL - 7472 W SAHARA AVE, STE #101, LAS VEGAS, NV 89117 - NON-VARIABLE INSURANCE - INSURANCE (3) 02/04/2025- Pence Financial Group, LLC- INV Related- At Reported Business Location(s)- Start date 02/13/2025- 160 Hours Per Month- 160 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-05-27
• S63 Uniform Securities Agent State Law Examination
  1981-10-22

Designations

• Certified Financial Planner