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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-09-16
AR RA APPROVED 2014-09-05
  • TX RA
    APPROVED
    Since 2014-09-16
  • AR RA
    APPROVED
    Since 2014-09-05

Branch Locations

6501 Phoenix Avenue Suite A, Fort Smith, AR 72903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Ft. Smith AR 09/2014 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: Activity Type: Loans - Personal to and from individuals Position/Title: Lender Investment Related: No Start Date: 01/12/2026 Hours per month devoted to this business: Hours per month devoted to this business during trading hours: Description of duties: Lending my son-in-law, Chris Hedrick from our team, funds to pay for his portion of a practice purchase.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-15
S63 Uniform Securities Agent State Law Examination 1981-10-26
  • S65 Uniform Investment Adviser Law Examination
    1992-10-15
  • S63 Uniform Securities Agent State Law Examination
    1981-10-26

View on SEC IAPD

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