Thomas Ernest Goss

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 12/2016
  Bmo Capital Markets Corp.
  New York, NY
• 01/2017 → Present
  Morgan Stanley Smith Barney Llc
  New York, NY
• 01/2017 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Other Businesses

Rental Property; Kiawah Island, SC; Investment related; Sole Proprietor / Owner / Partner; Rental; 2017; 0,0 *377903 - St James' Church; Investment Related - No; New York, New York; Church Vestry; Advisory Board, Audit Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 09/2019; During Business Hours: 0; After Business Hours: 6; Fundraising, General mission outreach of the parish; vote on operating budget and financials with no investment advise being provided

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-06
• S63 Uniform Securities Agent State Law Examination
  1981-04-29

Other Names

• Jr Thomas E Goss
• Thomas Ernest Goss
• Thomas Ernest Goss