Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
3660 Sarah Pl Nw Ste 202, Rochester, MN 55901 • United States
Bradenton, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Rochester | MN | 08/1981 | 07/2021 |
| Various Insurance Carriers | Rochester | MN | 08/1981 | 07/2021 |
| Lpl Financial Llc | Rochester | MN | 07/2021 | Present |
1. 2017/2018/The Newman Group (Sole Proprietorship)/The Newman Group/DBA for LPL Business (entity for LPL business)/Investment Related/200 HRS/MO/Rochester, MN. 2. 08/19/1984/The Newman Group/Business Entity For Tax/Investment Purposes Only/Investment Related/180 HRS/MO/Rochester, MN. 3. 12/23/2022 - No Business Name - Not Investment Related - Home Based - Real Estate Rental - Start Date - 01/01/2023 - 1 Hours Per Month/0 Hours During Securities Trading. 4. 9/12/2023: Take a Chance Enterprises LLC; Bradenton, FL & Rochester, MN; Business Entity For Tax/Investment Purposes Only; Inv. related; start date 10/1/2023; 200hrs/mo.; 7hrs during trading. 5. 9/12/2023: The Newman Group; At reported business location(s); DBA for LPL Business (entity for LPL business); Inv. related; start date 10/1/2023; 200hrs/mo.; 7hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-07-27 |
Reach out to this advisor