Julian F Pace

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-01-19
FL	RA	APPROVED	2019-02-25
TX	RA	APPROVED_RES	2019-02-22

CO RA
APPROVED

Since 2024-01-19
FL RA
APPROVED

Since 2019-02-25
TX RA
APPROVED_RES

Since 2019-02-22

Branch Locations

3200 Cherry Creek S Dr Ste 100, Denver, CO 80209 • United States

Denver, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Jacksonville	FL	05/2010	02/2019
Wells Fargo Clearing Services, Llc	Ponte Verde Beach	FL	02/2019	Present

05/2010 → 02/2019

Ubs Financial Services Inc

Jacksonville, FL
02/2019 → Present

Wells Fargo Clearing Services, Llc

Ponte Verde Beach, FL

Previous Registrations

2010-05-21 → 2019-03-01

Ubs Financial Services Inc.

Jacksonville, FL

Ponte Vedra Beach, FL
2006-11-10 → 2010-05-25

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saint Augustine, FL
1999-06-10 → 2006-11-13

Morgan Stanley Dw Inc.

St. Augustine, FL

St Augustine, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-07-11
S63	Uniform Securities Agent State Law Examination	1981-07-16

S65 Uniform Investment Adviser Law Examination

1992-07-11
S63 Uniform Securities Agent State Law Examination

1981-07-16

Other Names

Julian Francis Pace

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews