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Gerald S Dowling

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bedminster, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-06-30
NJ RA APPROVED 2006-03-08
  • TX RA
    APPROVED_RES
    Since 2006-06-30
  • NJ RA
    APPROVED
    Since 2006-03-08

Branch Locations

1 Crossroads Dr, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bedminster NJ 03/2006 Present
Bank Of America, Na Bedminster NJ 12/2009 Present
Previous Registrations
  • 2002-07-02 → 2006-03-08
    Advest, Inc.
    Bedminster, NJ
    Hartford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-28
S63 Uniform Securities Agent State Law Examination 1979-11-30
  • S65 Uniform Investment Adviser Law Examination
    2002-06-28
  • S63 Uniform Securities Agent State Law Examination
    1979-11-30
Other Names
  • Gerald Stephen Dowling
  • Gerald Stephen Dowling
  • Jerry Dowling

View on SEC IAPD

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WISS PRIVATE CLIENT ADVISORS, LLC · FLORHAM PARK, NJ
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
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