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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-01-17 |
| TX | RA | APPROVED | 2020-01-17 |
Branch Locations
200 Campus Dr Ste 150, Florham Park, NJ 07932-1007 • United States
Mount Arlington, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Florham Park | NJ | 09/2011 | 01/2020 |
| Ameriprise Financial Services, Inc | Florham Park | NJ | 01/2020 | 03/2020 |
| Ameriprise Financial Services, Llc | Florham Park | NJ | 03/2020 | Present |
Independent Insurance Brokering; Western National; 06/01/2020; Fixed Annuity / Nationwide; 06/01/2020; / Mass Mutual; 06/01/2020; / Mass Mutual Retiree; 06/01/2020; .
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-06 |
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