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Robert W. Baird & Co. Incorporated CRD 8158
$394B regulatory AUM 19,985 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-08-17 |
| TX | RA | APPROVED_RES | 2016-08-30 |
| CO | RA | APPROVED | 2010-02-01 |
Branch Locations
210 University Boulevard Ste 800, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird & Co. | Denver | CO | 02/2010 | Present |
NAME: St. Anne's Episcopal School. INVESTMENT-RELATED: Yes. ADDRESS: 2701 S York Street Denver, CO 80210. NATURE OF BUSINESS: Non-Profit. POSITION: Committee Member. START DATE: 01/2005. APPRX # OF HOURS DEVOTED: 2 hours per month, none during securities trading hours. DUTIES IN ROLE: I am a member of the investment committee. The committee oversees and has responsibility for investments for the school's endowment and trust.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1979-11-07 |
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