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Tupper Gordon Macdowell

Robert W. Baird & Co. Incorporated

Denver, CO

CRD 873229

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-08-17
TX RA APPROVED_RES 2016-08-30
CO RA APPROVED 2010-02-01
  • FL RA
    APPROVED
    Since 2017-08-17
  • TX RA
    APPROVED_RES
    Since 2016-08-30
  • CO RA
    APPROVED
    Since 2010-02-01

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co. Denver CO 02/2010 Present
  • 02/2010 → Present
    Robert W Baird & Co.
    Denver, CO
Previous Registrations
Other Businesses

NAME: St. Anne's Episcopal School. INVESTMENT-RELATED: Yes. ADDRESS: 2701 S York Street Denver, CO 80210. NATURE OF BUSINESS: Non-Profit. POSITION: Committee Member. START DATE: 01/2005. APPRX # OF HOURS DEVOTED: 2 hours per month, none during securities trading hours. DUTIES IN ROLE: I am a member of the investment committee. The committee oversees and has responsibility for investments for the school's endowment and trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-19
S63 Uniform Securities Agent State Law Examination 1979-11-07
  • S65 Uniform Investment Adviser Law Examination
    2021-06-19
  • S63 Uniform Securities Agent State Law Examination
    1979-11-07

View on SEC IAPD

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