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Barbara Ann Tarmy

Williams Jones Wealth Management, LLC

New York, NY

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Current Employers
Williams Jones Wealth Management, Llc

717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-14
NY RA APPROVED 2021-05-09
  • TX RA
    APPROVED_RES
    Since 2025-07-14
  • NY RA
    APPROVED
    Since 2021-05-09

Branch Locations

717 Fifth Avenue 11Th Floor, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William, Jones & Associates, Llc New York NY 03/2016 08/2019
Williams Jones Wealth Management, Llc New York NY 08/2019 Present
Previous Registrations
Other Businesses

QUALITY HOUSE WINES - HUSBANDS BUSINESS (OFFICER)

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-10-11
  • S63 Uniform Securities Agent State Law Examination
    2007-10-11
Other Names
  • Barbara Fradin
  • Barbara A Tarmy

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
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