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40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-21 |
Branch Locations
40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tocqueville Asset Management Lp | New York | NY | 09/2009 | Present |
Compass One LLC; A real estate holding LLC (non-investment-related); Located at 15 Hawthorne Road, Bronxville, NY 10708; Owner; Started in 2011; Time devoted to other business is very minimal, less than 10 hours a year.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-10-10 |
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