James Edward Keenan

Current Employers

Keenan Private Wealth Management

535 5Th Avenue 4Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-02

NY RA
APPROVED

Since 2021-08-02

Branch Locations

535 5Th Ave, 4Th Floor, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Keenan Investment Management, Inc.	New York	NY	11/2001	Present

11/2001 → Present

Keenan Investment Management, Inc.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-04-06
S63	Uniform Securities Agent State Law Examination	1984-06-07

S65 Uniform Investment Adviser Law Examination

1992-04-06
S63 Uniform Securities Agent State Law Examination

1984-06-07

Other Names

James E Keenan

View on SEC IAPD

Current Employers

Keenan Private Wealth Management

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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