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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2012-04-16 |
| TX | RA | APPROVED_RES | 2012-03-19 |
Branch Locations
95 Glastonbury Blvd Ste 216, Glastonbury, CT 06033-4456 • United States
West Hartford, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Hartford | CT | 03/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Hartford | CT | 03/2020 | Present |
Board of Directors; Rotary Club Of Waterbury CT; Board memeber; 75 Euclid AveWaterbury CT 06710, ,; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 0 during trading hours / Christopher V. Donato Memorial Scholarship Fund; Board member; C/O Arnolds LobsterPO Box 1568North Eastham Mass 02651, ,; ; 09/08/2012; 1 to 9 hours per month; 0 during trading hours / Scholarship Committee of the Rotary Club of Waterbury, CT.; Chairman; Box 9081Waterbury, Ct 06724, ,; ; 01/04/2005; 1 to 9 hours per month; 0 during trading hours / Rotary Club of Waterbury CT.; Director; 75 Euclid Ave, , Waterbury, CT, 6710; Not Investment-Related; 07/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-24 |
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