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1414 Sw Ashworth Place Suite 200, Topeka, KS 66604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-01-10 |
Branch Locations
1414 Sw Ashworth Place Suite 200, Topeka, KS 66604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tucker Financial Services | Topeka | KS | 01/1993 | Present |
| Cambridge Investment Research, Inc. | Topeka | KS | 08/1998 | Present |
| Cambridge Investment Research Advisors Inc. | Fairfield | IA | 02/2011 | Present |
| Proactive Capital Management, Inc. | Topeka | KS | 01/2021 | Present |
1) RESIDENTIAL RENTAL PROPERTY 2216 SW MACVICAR AVE, TOPEKA, KS 66611 BEGAN 7/1/09 AS A OWNER. OWN A HOME THAT WE RENT TO OUR DAUGHTER. NOT INVESTMENT RELATED. NON-PROFIT. DEVOTES 50 HRS/YR AND NONE DURING TRADING HRS. 2)MOST PURE HEART OF MARY CATHOLIC CHURCH FOUNDATION, 1800 SW STONE, TOPEKA, KS 66604. BEGAN 6/1/2013 AS BOARD MEMBER AT LARGE. NOT INVESTMENT RELATED. DEVOTES 8 HOURS/YEAR, 8 HOURS DURING TRADING. NON-PROFIT ORGANIZATION. 3) CATHOLIC FOUNDATION OF NORTHEAST KANSAS, 12615 PARALLEL PARKWAY KANSAS CITY,KS. 01/01/2017 BOARD MEMBER OF A NON-PUBLIC ENTITY. NOT INVESTMENT RELATED, 20/YEARLY, 2/TRADE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1979-09-14 |
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