Kevin Nelson Tucker

Employer firm

Proactive Capital Management, Inc. CRD 297791

$171M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• FINANCIAL PLANNING SERVICES INCLUDED IN

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1993 → Present
  Tucker Financial Services
  Topeka, KS
• 08/1998 → Present
  Cambridge Investment Research, Inc.
  Topeka, KS
• 02/2011 → Present
  Cambridge Investment Research Advisors Inc.
  Fairfield, IA
• 01/2021 → Present
  Proactive Capital Management, Inc.
  Topeka, KS

Previous Registrations

• 2011-02-22 → 2020-12-31
  Cambridge Investment Research Advisors, Inc.
  Topeka, KS
• 1993-03-12 → 2011-05-03
  Tucker Financial Services
  Topeka, KS

Other Businesses

1) RESIDENTIAL RENTAL PROPERTY 2216 SW MACVICAR AVE, TOPEKA, KS 66611 BEGAN 7/1/09 AS A OWNER. OWN A HOME THAT WE RENT TO OUR DAUGHTER. NOT INVESTMENT RELATED. NON-PROFIT. DEVOTES 50 HRS/YR AND NONE DURING TRADING HRS. 2)MOST PURE HEART OF MARY CATHOLIC CHURCH FOUNDATION, 1800 SW STONE, TOPEKA, KS 66604. BEGAN 6/1/2013 AS BOARD MEMBER AT LARGE. NOT INVESTMENT RELATED. DEVOTES 8 HOURS/YEAR, 8 HOURS DURING TRADING. NON-PROFIT ORGANIZATION. 3) CATHOLIC FOUNDATION OF NORTHEAST KANSAS, 12615 PARALLEL PARKWAY KANSAS CITY,KS. 01/01/2017 BOARD MEMBER OF A NON-PUBLIC ENTITY. NOT INVESTMENT RELATED, 20/YEARLY, 2/TRADE.

Exams

• S63 Uniform Securities Agent State Law Examination
  1979-09-14

Designations

• Certified Financial Planner