Paul J Marvin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1979 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 07/2011 → Present
  Bank Of America, N.A.
  New York, NY

Other Businesses

I. FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 2839 N. NARRAGANSETT AVENUE, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: REALTY & MORTGAGES CO., 928 W. DIVERSEY PARKWAY CHICAGO, ILLINOIS 60614 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 4/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ACQUIRE, OWN AND OPERATE A COMMERCIAL BUILDING AT 2839-41 N. NARRAGANSETT AVE. CHICAGO IL. II. FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: 839 DODGE AVENUE, LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: C/O REALTY & MORTGAGE CO., 928 W. DIVERSEY PARKWAY CHICAGO, ILLINOIS 60614 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 4/1/2013 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TO ACQUIRE OWN AND MANAGE A COMMERCIAL BUILDING LOCATED AT 839-47 DODGE AVENUE, EVANSTON, IL

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-03-04

Other Names

• Paul Joseph Marvin