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Michael James Atherton

Ameriprise Financial Services, LLC

Edina, MN

Apple Valley, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
  • MN RA
    APPROVED
    Since 2013-11-19

Branch Locations

7601 France Ave S Ste 300, Edina, MN 55435-5999 • United States

Apple Valley, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Eden Prairie MN 10/2009 03/2020
Ameriprise Financial Services, Inc. Edina MN 10/2009 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Eden Prairie, MN
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Edina, MN
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Edina, MN
Previous Registrations
  • 2009-02-05 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Eden Prairie, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
S63 Uniform Securities Agent State Law Examination 1979-08-23
  • S66 Uniform Combined State Law Examination
    2009-01-29
  • S63 Uniform Securities Agent State Law Examination
    1979-08-23
Designations

View on SEC IAPD

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STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN
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