Robert Wayne Borek

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-09-28
HI	RA	APPROVED	2002-09-19

TX RA
APPROVED

Since 2016-09-28
HI RA
APPROVED

Since 2002-09-19

Branch Locations

222 Vineyard Street, #703, Honolulu, HI 96813 • United States

Kailua, HI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Honolulu	HI	09/2002	Present

09/2002 → Present

Lpl Financial, Llc

Honolulu, HI

Other Businesses

1. 9/19/2007 - DBA ONLY - PACIFIC WEALTH MANAGEMENT - HONOLULU, HI. 2. 9/21/2011 - DBA ONLY - WEALTH APD - HONOLULU, HI. 3. 12/30/2013 - REAL ESTATE RENTAL - TIME SPENT 1% - HONOLULU, HI.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-05
S63	Uniform Securities Agent State Law Examination	1988-02-19

S65 Uniform Investment Adviser Law Examination

1999-07-05
S63 Uniform Securities Agent State Law Examination

1988-02-19

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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