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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-31 |
| ID | RA | APPROVED | 2013-05-09 |
Branch Locations
Riverview Tower 2100 Northwest Blvd Suite 390, Coeur D'ALene, ID 83814 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Coeur D'ALene | ID | 05/2013 | Present |
1. North Idaho College Dormitory Housing Commission; 1000 West Garden Ave. Coeur d'Alene ID 83814; Working with the students of the local community college in developing better facilities for their educational purposes; Commissioner; works with the student government on helping them decide on potential future educational facilities; affiliation started 07/22/2010; 2 hours per quarter; not during securities trading hours; not investment-related. 2. LAKE CITY DEVELOPEMENT CORP. DBA GNITE CDA, COER D ALENE'S URBAN RENEWAL DISTRICT; 105 N. 1ST STRET COEUR D ALENE ID 83814; COMISSIONER; ONE OF NINE COMISSIONERS THAT OVERSEE THE BOARD; 11/17/2023; 2 HOURS PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INV RELATED
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1980-08-21 |
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