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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-07-10 |
Branch Locations
1847 Ashley River Road Suite 100, Charleston, SC 29407 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Charleston | SC | 11/1982 | 07/2025 |
| Charlestown Associates | Charleston | SC | 03/2001 | Present |
| Lpl Financial Llc | Charleston | SC | 07/2025 | Present |
1. 07/10/2025- Four Lions, LLC- Farm- Not INV Related- At Yonges Island, SC- Start date 03/15/2002 2. 07/10/2025- Bubsy, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 02/24/1998 3. 07/10/2025- City of Charleston- Politics/ Government- Not INV Related- At Charleston, SC- Start date 01/09/2012- 8 Hours Per Month 4. 07/10/2025- Charlestowne Associates- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 06/01/1982- 120 Hours Per Month- 120 Hours During Trading 5. 08/15/2025 - CTA, Inc. - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 02/24/1998 - 160 hours per month/ 120 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-12-01 |
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