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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2016-06-30 |
Branch Locations
7904 Wrenwood Blvd Suite D, Baton Rouge, LA 70809 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Baton Rouge | LA | 01/2005 | Present |
| Stonex Advisors Inc | Baton Rouge | LA | 06/2016 | Present |
1)SI Financial Advisors 7904 Wrenwood, Ste D, Baton Rouge, LA 70809 Shell to pay Office Expenses Non Investment Related Partner Strictly used for handling office expenses 06/03/2015 Zero hrs per month or during market hrs 2) Manresa House of Retreats Date Started 1/27/2019 Position: the Board NON-investment related Nature: being on the board Duties: limited to being on the board Approximately hours spent on OBA per month: Less than 2 hours. 0 during market hours No Compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-09 |
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