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Richard Scott Cea

Citigroup Global Markets Inc.

New York, NY

Manhasset, NY

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-02-15
  • NY RA
    APPROVED
    Since 2023-02-15

Branch Locations

Citi Private Bank 153 East 53Rd St., 24Th, 25Th Fls, New York, NY 10022 • United States

Manhasset, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs-S New York NY 06/2014 05/2019
Citigroup New York NY 05/2019 Present
  • 06/2014 → 05/2019
    Ubs-S
    New York, NY
  • 05/2019 → Present
    Citigroup
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
S63 Uniform Securities Agent State Law Examination 2006-09-08
  • S66 Uniform Combined State Law Examination
    2023-02-14
  • S63 Uniform Securities Agent State Law Examination
    2006-09-08
Other Names
  • Richard Cea
  • Richard Scott Cea
  • Richard Scott Cea

View on SEC IAPD

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