Benjamin Stephen Sax

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2010 → 06/2018
  Bank Of America, N.A.
  New York, NY
• 06/2018 → 03/2023
  Kore Private Wealth, Llc
  New York, NY
• 11/2022 → Present
  Corient
  New York, NY
• 07/2023 → Present
  Corient Services Llc
  Miami, FL
• 11/2022 → 07/2023
  Cipw Service Company, Llc
  Toronto

Previous Registrations

• 2018-09-07 → 2023-03-31
  Kore Private Wealth, Llc
  New York, NY
• 2009-01-09 → 2018-06-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2003-07-03 → 2009-01-26
  Ubs Financial Services Inc.
  New York, NY
  New York, NY

Other Businesses

I*18740 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ANTI-DEFAMATION LEAGUE (ADL) INVESTMENT RELATED: N ADDRESS OF BUSINESS: 605 THIRD AVENUE, NEW YORK, NEW YORK 10158 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: PARTICIPANT, START DATE OF RELATIONSHIP: 9/4/1997 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DIRECTOR/BOARD MEMBER SUBCOMMITTEE MEMBER CIVIL RIGHTS ORGANIZATION Mr. Sax is non-managing member of several private limited liability companies, organized within the State of California, focused on private investments. These companies include Matar, LLC, Matar II, LLC, Matar IV, LLC, and Notsorare, LLC. The first of these companies was organized in December, 2010. Mr. Sax devotes 0 hours per month, including during securities trading hours, towards his role in these companies.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-02-08
• S63 Uniform Securities Agent State Law Examination
  1983-07-15

Other Names

• Ben Sax